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Neuronavigation-guided focused ultrasound (NaviFUS) for transcranial blood-brain barrier opening in recurrent glioblastoma patients: clinical trial protocol.

Authors: Chen KT, Lin YJ, Chai WY, Lin CJ, Chen PY, Huang CY, Kuo JS, Liu HL, Wei KC

Blood-brain barrier (BBB) limits over 95% of drugs' penetration into brain, which has been a major obstacle in treating patients with glioblastoma. Transient BBB opening in glioblastoma (GBM) is feasible by combining focused ultrasound (FUS) with systemic infusion of microbubbles (MB). NaviFUS, a novel device that integrates neuronavigation and FUS-MB system, is able to intraoperatively direct the ultrasound energy precisely and repeatedly at targeted CNS areas. This clinical trial evaluates the safety and feasibility of NaviFUS in recurrent glioblastoma patients. The study is a first-in-human, prospective, open-label, single-center, single-arm, dose escalation phase 1 clinical trial. A total of 6 patients will be enrolled. Patients will be enrolled into three groups, each group receiving an escalating dose of FUS energy (acoustic power is 4, 8, and 12 W) with concomitant systemic microbubbles (0.1 mL/kg) applied 1 week before surgical resection. Dynamic contrast-enhanced MRI will be obtained immediately and 24 hours after FUS procedures, while heavily T2-weighted sequence will be obtained to evaluate for any micro-hemorrhages. We anticipate that there will be minimal side effects associated with NaviFUS-mediated transient BBB opening. Obtained results will support a planned phase 2 trial to evaluate whether NaviFUS can effectively enhance the delivery of chemotherapeutic agents and improve tumor control.

Introduction

Purpose drug delivery with BBB opening
Study Objective Evaluate safety, feasibility, and tolerated dose of transient BBB opening using NaviFUS system with microbubbles in recurrent glioblastoma patients prior to surgical resection
Animal model / Human subject human patients
Disease model with recurrent glioblastoma
MRI or image guidance method Yes (neuronavigation + MRI)
Targeted brain region(s) Peritumoral Non-Contrast Enhanced Region Near Cortical Surface, At Least 20 Mm Under Skull, Not In Brainstem Or Critical Functional Areas
Cargo name and characteristics none (only microbubbles)
Route of administration intravenously

Outcomes and Safety

Summary of Outcomes This is a phase 1 clinical trial protocol; no results reported. Expected outcomes: transient BBB opening detectable by DCE-MRI with minimal adverse effects. Dose escalation: 0.48, 0.58, 0.68 MI corresponding to 4, 8, 12 W acoustic power.
Safety-related matter Anticipated minimal side effects; dose-limiting toxicity monitoring; MI kept ≤0.68 to avoid erythrocyte extravasation. Exclusion of patients with bleeding risk.

Brain Region

Ultrasound Parameters

Ultrasound instrument NaviFUS (NaviFUS Inc.), neuronavigation-guided focused ultrasound phased array system, hand-held probe
FUS Mode pulsed
Pulse duration 10ms
Duration of a single FUS session 120s
Focal Characteristics focal scanned matrix: 3×3, gap between adjacent foci: 5 mm
Treatment frequency single session

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