Ultrasound-mediated blood-brain barrier opening uncovers an intracerebral perivenous fluid network in persons with Alzheimer's disease.
Authors: Mehta RI, Carpenter JS, Mehta RI, Haut MW, Wang P, Ranjan M, Najib U, D'Haese PF, Rezai AR
Focused ultrasound (FUS)-mediated blood-brain barrier (BBB) opening is under investigation as a therapeutic modality for neurodegeneration, yet its effects in humans are incompletely understood. Here, we assessed physiologic responses to FUS administered in multifocal brain sites of persons with Alzheimer's disease (AD). At a tertiary neuroscience institute, eight participants with AD (mean age 65, 38% F) enrolled in a phase 2 clinical trial underwent three successive targeted BBB opening procedures at 2 week intervals using a 220 kHz FUS transducer in combination with systemically administered microbubbles. In all, 77 treatment sites were evaluated and encompassed hippocampal, frontal, and parietal brain regions. Post-FUS imaging changes, including susceptibility effects and spatiotemporal gadolinium-based contrast agent enhancement patterns, were analyzed using serial 3.0-Tesla MRI. Post-FUS MRI revealed expected intraparenchymal contrast extravasation due to BBB opening at all targeted brain sites. Immediately upon BBB opening, hyperconcentration of intravenously-administered contrast tracer was consistently observed around intracerebral veins. Following BBB closure, within 24-48 h of FUS intervention, permeabilization of intraparenchymal veins was observed and persisted for up to one week. Notably, extraparenchymal meningeal venous permeabilization and associated CSF effusions were also elicited and persisted up to 11 days post FUS treatment, prior to complete spontaneous resolution in all participants. Mild susceptibility effects were detected, however no overt intracranial hemorrhage or other serious adverse effects occurred in any participant. FUS-mediated BBB opening is safely and reproducibly achieved in multifocal brain regions of persons with AD. Post-FUS tracer enhancement phenomena suggest the existence of a brain-wide perivenous fluid efflux pathway in humans and demonstrate reactive physiological changes involving these conduit spaces in the delayed, subacute phase following BBB disruption. The delayed reactive venous and perivenous changes are consistent with a dynamic, zonal exudative response to upstream capillary manipulation. Further preclinical and clinical investigations of these FUS-related imaging phenomena and of intracerebral perivenous compartment changes are needed to elucidate physiology of this pathway as well as biological effects of FUS administered with and without adjuvant neurotherapeutics. ClinicalTrials.gov identifier: NCT03671889, registered 9/14/2018.
Introduction
Purpose
Drug delivery with BBB opening
Study Objective
To assess physiologic and imaging responses to focused ultrasound-mediated blood–brain barrier opening in multifocal brain regions of people with Alzheimer’s disease.
Animal model / Human subject
Homo sapiens (Alzheimer's disease patients), strain: N/A, age: mean 65 years, sex: mixed (38% female)
Disease model
Alzheimer's disease
MRI or image guidance method
MRI
Targeted brain region(s)
Hippocampal, Frontal, Parietal
Target coordinates
Not provided
Cargo name and characteristics
Gadolinium-based contrast agent (intravenous small-molecule MRI contrast tracer)
Route of administration
intravenous
Outcomes and Safety
Summary of Outcomes
Transcranial focused ultrasound (220 kHz) with intravenous microbubbles produced safe, transient, spatially precise BBB opening in multifocal hippocampal, frontal, and parietal regions of AD patients, with immediate perivenous concentration of contrast, delayed intraparenchymal and meningeal venous permeabilization and CSF sulcal effusions persisting up to ~11 days, mild reversible susceptibility/siderosis changes but no overt hemorrhage; successful parameters: 220 kHz transducer + systemic microbubbles with repeated multifocal sonications (three sessions, 2‑week intervals) and variable cavitation doses (noting higher cavitation doses were associated with larger effusions and occasional transient hippocampal vasogenic edema).
Duration of biological effect
one week
Safety-related matter
FUS-mediated BBB opening was well tolerated with no overt intracranial hemorrhage or other serious adverse events reported. Transient imaging abnormalities included perivenous contrast enhancement, CSF sulcal effusions persisting up to 8–11 days, mild susceptibility effects (punctate T2* signal dropouts and perivenous/superficial siderosis), and reversible vasogenic edema in two subjects — all resolving without residual parenchymal injury.
Brain Region
Ultrasound Parameters
Ultrasound instrument
ExAblate 4000 low-frequency type 2 system hemispherical transducer (Insightec, Haifa, Israel)
FUS Frequency
220 kHz
FUS Intensity
Not provided
FUS Pressure
Not provided
FUS Mode
pulsed
Pulse duration
5ms
Duration of a single FUS session
90s
Focal Characteristics
Focal depth: None; Focal length: None; Aperture size: None
Treatment frequency
multiple sessions
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